Name | Title | Contact Details |
---|---|---|
Richard Grant |
Global Head of Regulatory and Government Affairs, Associate General Counsel | Profile |
Michael Loo |
Vice President, Regulatory Reporting | Profile |
Michael Leonard |
VP, Head of Trading Advisory Compliance | Profile |
Leslie Francisco |
Vice President, Investment Management Compliance | Profile |
Leon Ramcharran |
VP Compliance | Profile |
David Adams Capital Markets is a New York, NY-based company in the Financial Services sector.
Argonaut Capital Management Corporation is a New York, NY-based company in the Financial Services sector.
Advisor Partners is a Walnut Creek, CA-based company in the Financial Services sector.
TradeKing Group consists of companies that provide online brokerage services, social communities for investors, investor education and more. Its subsidiary, TradeKing, LLC, is a nationally licensed online broker/dealer dedicated to empowering the independent, self-directed investor. It offers simple, low fees ($4.95 per trade for both equity and option trades with $0.65 per options contract).1 The TradeKing platform features powerful online equity, options, ETF, mutual fund and fixed-income trading tools accompanied by a rich set of news, research and analysis capabilities.
Anchor Point Capital is a Miami, FL-based company in the Financial Services sector.