| Name | Title | Contact Details |
|---|---|---|
Kari Horn |
Vice Chair | Profile |
Samir Sabharwal |
General Counsel | Profile |
Lower`s multi-channel fintech platform meets consumers where they want to do business. Its tech-forward direct to consumer brand, Lower.com, offers a streamlined, digital approach, while its retail presence, consisting of Homeside Financial and 18 additional regional lending teams, focuses on an in-person, local experience with offices around the country. Additionally, the company will soon expand to offer Mortgage as a Service (MaaS) to its growing book of business. The company has funded more than $18.2B in loans since its founding in 2014 and raised the largest Series A investment in Ohio history in 2021. The Lower team has grown from five employees in Columbus, Ohio to more than 1,700 across the nation, and has been named a best place to work, both locally and nationwide.
Harvest USA, a registered broker dealer, is the U.S. distribution arm for Harvest Global Investments – a premiere global investment company. Harvest USA currently markets Harvest Funds Intermediate Bond Fund (HXIIX & HXIAX) to U.S. institutional and retail investors.
New York Life Investment Management LLC (NYLIM) is an asset management enterprise serving a variety of sectors - namely retail, institutional, bundled defined contribution and defined benefit, guarant.
Apex is an independent, full-service clearing firm helping power the digital revolution in financial services. We empower innovation through a relentless focus on our customers, an ability to anticipate industry trends, and a sophisticated suite of forward-thinking technology-driven solutions. This powerful combination enables us to work with our clients in a highly consultative way and help them solve their most challenging business problems. This unique approach is how we`ve emerged as the custodian of choice for so many disruptive Fintech firms and digital advisors looking to revolutionize financial services. Our headquarters are located the heart of downtown Dallas, and we have offices in the financial districts of New York and Chicago as well as in the technology area of Portland.
RQD* Clearing is a next-generation correspondent clearing provider, providing advanced clearing, custody and execution solutions built for the modern markets. With the industry`s first solution built entirely on cloud-native, real-time technology, the firm can quickly and seamlessly enhance the platform, mitigate emerging cybersecurity threats and offer a more efficient implementation that scales as clients grow. Supporting U.S. equities, options and ETFs, RQD caters to broker-dealers that service retail, institutional and active traders, foreign financial institutions and proprietary trading firms.