CLOs on the Move

Alberta Securities Commission

www.albertasecurities.com

 
The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province`s securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada`s capital markets.
  • Number of Employees: 100-250
  • Annual Revenue: $10-50 Million

Executives

Name Title Contact Details
Kari Horn
Vice Chair Profile
Samir Sabharwal
General Counsel Profile

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Calton

Calton & Associates, Inc. is a nationwide Independent broker dealer and investment advisory firm. Our focus on Independence is a key reason why Calton is the clear firm of choice for clients seeking the industry`s premier financial professionals. Now in our 32nd year of providing excellent tools and support, we offer one of the widest selections of products and services available from any firm, anywhere. We welcome you to explore some of the educational resources available on this site. Most importantly, please remember that our growing team of associates is always available to provide valuable one-on-one consultations.