Andrew Wagnaar was Appointed as Director, Compliance Testing and Examinations at TD Ameritrade

Date of management change: April 07, 2019 

What Happened?

Omaha, NE-based TD Ameritrade Appointed Andrew Wagnaar as Director, Compliance Testing and Examinations


About the Company

At TD Ameritrade we help individual investors pursue their financial goals through our brokerage subsidiaries. For more than 40 years we have been serving individual investors – from the first-time investor to the sophisticated trader, and from the “do-it-yourself” to the “do-it-for-me” investor. We offer a broad range of investment tools and services – all at a great value. We engage with our clients in many different ways including online, on-the-go via mobile applications, over the phone or through independent registered investment advisors. Our clients choose how they want to work with TD Ameritrade – not the other way around.


About the Person

Andrew Wagnaar is Director, Compliance Testing and Examinations at TD Ameritrade. Previously, Andrew held various senior legal leadership roles in the industry.


Info Source



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