| Name | Title | Contact Details |
|---|---|---|
Nishi Gupta |
Chief Compliance Officer and General Counsel | Profile |
Cetera Financial Group is a prominent network of independent retail firms in the United States, comprising several broker-dealers, including Cetera Advisors LLC and Cetera Investment Services. The company is dedicated to empowering financial advisors, helping them achieve client success and grow their businesses. Cetera offers a diverse array of financial services and products. These include comprehensive wealth management solutions, a variety of investment products without proprietary bias, and efficient broker-dealer services through its self-clearing operations. The company also partners with banks and credit unions to enhance their investment programs and strengthen community ties. Serving over 455 financial institutions, Cetera focuses on building strong relationships that drive revenue growth. Majority-owned by Genstar Capital, Cetera is committed to delivering high-quality investment products and expanding services for its affiliated professionals. The company adheres to strict regulatory compliance, with all broker-dealers being members of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA).
Cortland Bancorp, incorporated in 1984, is a bank holding company. The principal activity of the Company is to own, manage and supervise the Cortland Savings and Banking Company (the Bank). The Bank is engaged in commercial and retail banking and trust
Transcapital Bank is a Fort Lauderdale, FL-based company in the Financial Services sector.
SpectrAxe is the first many-to-many venue for OTC FX Options. For the first time, users can anonymously trade with every other participant in the platform, no longer limited to only direct credit relationships. SpectrAxe is a CFTC-registered SEF
EBS Atlanta Administrators is a Alpharetta, GA-based company in the Financial Services sector.