Name | Title | Contact Details |
---|---|---|
Scott Foley |
Vice President-KYC/Compliance Validation | Profile |
Perry Virdee |
Sr. Regulatory Relations Officer, VP | Profile |
Peter Czarnocha |
VP Compliance | Profile |
Mindi Murray |
Vice President, Compliance Independent Testing | Profile |
Matthew Holtz |
Vice President - Regulatory Compliance Officer (CIB) | Profile |
The Investment Center, Inc. is an independent broker-dealer founded in 1986, with the purpose of providing back-office support services, investment tools, technology and a broad selection of non-proprietary products to a national network of over 300 independent financial advisors in offices across the nation. Headquartered in Bedminster, New Jersey, The Investment Center, Inc. is registered to conduct securities business in all 50 States, and is a member of both the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).
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