Catherine Austin was Appointed as Senior Compliance Counsel, Director - Dispute Resolution at Raymond James Financial

Date of management change: January 22, 2019 

What Happened?

Saint Petersburg, Florida-based Raymond James Financial Appointed Catherine Austin as Senior Compliance Counsel, Director - Dispute Resolution

 

About the Company

Founded in 1962 and a public company since 1983, Raymond James is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm`s stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 7,100 financial advisors serving in excess of 2.9 million client accounts in more than 2,900 locations throughout the United States, Canada and overseas. Total client assets are approximately $617 billion. Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

 

About the Person

Catherine Austin is Senior Compliance Counsel, Director - Dispute Resolution at Raymond James Financial. Previously, Catherine held various senior legal leadership roles in the industry.

 

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