CLOs on the Move

Cetera

www.cetera.com

 
Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of advisors, as well as a leading provider of retail services to the investment programs of banks and credit unions. Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a ...
  • Number of Employees: 1K-5K
  • Annual Revenue: $250-500 Million
  • www.cetera.com
  • 200 N Sepulveda Boulevard Suite 1200
    El Segundo, CA USA 90245
  • Phone: 866.489.3100

Executives

Name Title Contact Details
Scott Kirwin
 Deputy General Counsel Profile
Deidre Link
 Chief Privacy Officer and Chief Counsel Profile
Jeremy Carr
 Chief Counsel Profile
Lisa Gok
 General Counsel Profile
Matthew Bregozzo
 Investment Advisor Chief Compliance Officer Profile

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