Name | Title | Contact Details |
---|---|---|
Alexander Hansen |
Senior Vice President of RIA Compliance | Profile |
Jim Adelman |
SVP, Senior Counsel | Profile |
Peggy Ho |
Senior Vice President and General Counsel | Profile |
Robert Molinari |
Senior Vice President of Compliance | Profile |
Michelle Kelley |
Deputy General Counsel and Chief Privacy Officer | Profile |
Neil Stratton, Certified Financial Planner is a Markham, ON-based company in the Financial Services sector.
LPL Financial is a leader in the retail financial advice market and the nations largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions.
Protege Partners is a New York, NY-based company in the Financial Services sector.
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Wise Advisory Group is a Oakville, ON-based company in the Financial Services sector.