CLOs on the Move

Commonwealth Financial Network

www.commonwealth.com

 
If you`re a financial advisor with a single-minded focus on doing right by clients, Commonwealth is the independent B/D–RIA whose vision is in sync with yours. Whether you operate as a Registered Representative, Registered Investment Advisor, Investment Advisor Representative, or Hybrid advisor, you can take full advantage of a community that exists solely to help you serve your clients and support your business at every stage of its evolution. Let us tell you about a technology platform that integrates every aspect of your clients` financial lives into a single holistic view. An infrastructure that offers the advisory services, research, and ...
  • Number of Employees: 1K-5K
  • Annual Revenue: > $1 Billion

Executives

Name Title Contact Details
Alexander Hansen
Senior Vice President of RIA Compliance Profile
Jim Adelman
SVP, Senior Counsel Profile
Peggy Ho
Senior Vice President and General Counsel Profile
Robert Molinari
Senior Vice President of Compliance Profile
Michelle Kelley
Deputy General Counsel and Chief Privacy Officer Profile

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Capital Group is one of the world’s largest investment management organizations with assets of around one trillion USD under management. It comprises a group of investment management companies, including Capital Research and Management, American Funds, Capital Bank and Trust, Capital Guardian, and Capital International. The firm was founded in 1931 by Jonathan Bell Lovelace.The Capital Group Companies, founded in 1931, has built a business being a steady Eddy for its clients. As a rule, the investment firm doesn't advertise or grant many interviews and it prides itself on providing consistent high-level service, believing that investment decisions should not be taken lightly. As part of its operations, The Capital Group Companies operates Capital Research and Management. The unit manages The American Funds, a family of more than 30 mutual funds that ranks among the largest groups of mutual funds by assets in the US. Altogether, The Capital Group Companies boasts approximately $1 trillion in assets under management. The Capital Group Companies, founded in 1931, has built a business being a steady Eddy for its clients. As a rule, the investment firm doesn't advertise or grant many interviews and it prides itself on providing consistent high-level service, believing that investment decisions should not be taken lightly. As part of its operations, The Capital Group Companies operates Capital Research and Management. The unit manages The American Funds, a family of more than 30 mutual funds that ranks among the largest groups of mutual funds by assets in the US. Altogether, The Capital Group Companies boasts approximately $1 trillion in assets under management. The Capital Group Companies, Inc. provides investment management services through its subsidiaries. Its subsidiaries include, Capital Research and Management Company (CRMC) and Capital Group International Inc. (CGII). The Capital Group Companies, Inc. is based in Los Angeles, California with additional offices across the U.S., Europe, and Asia.

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