CLOs on the Move

Financial Industry Regulatory Authority

www.finra.org

 
Financial Industry Regulatory Authority is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 630,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America`s 90 million investors can feel confident. With more than 3,500 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it`s the hard work, passion and dedication of our team that makes ...
  • Number of Employees: 1K-5K
  • Annual Revenue: $10-50 Million
  • www.finra.org
  • 1735 K Street, NW
    Washington, DC USA 20006
  • Phone: 301.590.6500

Executives

Name Title Contact Details
Brian Kitchen
 Counsel, Department of Enforcement Profile
Ashley Stein
 Counsel, Enforcement Profile
Anthony Minute
 Corporate Counsel Profile
Grace McAllister
 Principal Counsel Profile
Tricia Lyons
 Principal Counsel Profile

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