| Name | Title | Contact Details |
|---|---|---|
Robert Lavigne |
Chief Compliance Officer | Profile |
Barrett Lopez |
Associate General Counsel at HighTower | Profile |
Claire Gorman |
Chief Compliance Officer | Profile |
Scot Kees |
General Counsel | Profile |
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At TD Ameritrade we help individual investors pursue their financial goals through our brokerage subsidiaries. For more than 40 years we have been serving individual investors – from the first-time investor to the sophisticated trader, and from the “do-it-yourself” to the “do-it-for-me” investor. We offer a broad range of investment tools and services – all at a great value. We engage with our clients in many different ways including online, on-the-go via mobile applications, over the phone or through independent registered investment advisors. Our clients choose how they want to work with TD Ameritrade – not the other way around.