James Siegel was Promoted as General Counsel at Maxim-Group

Date of management change: August 16, 2018 

What Happened?

New York, -based Maxim-Group Promoted James Siegel as General Counsel


About the Company

Maxim Group is a leading investment banking, securities and investment management firm. The Firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products, and global institutional equity, fixed-income and derivative sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals. Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following: Financial Industry Regulatory Authority (FINRA); Municipal Securities Rulemaking Board (MSRB); Securities Insurance Protection Corporation (SIPC); International Securities Exchange (ISE); NASDAQ Stock Market; and NYSE Arca, Inc.


About the Person

James Siegel is General Counsel at Maxim Group. Previously, James held various senior legal leadership roles in the industry.


Info Source



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