Name | Title | Contact Details |
---|---|---|
Janna Maland |
Associate General Counsel and Senior Vice | Profile |
Ryan Purciello |
Vice President, Compliance | Profile |
Thomas Grenville |
Managing Director, Chief Compliance | Profile |
Wayne Dowe |
US Tax Ops Regulatory, Assistant Vice President | Profile |
Scott Kresch |
Senior Vice President and Assistant General Counsel | Profile |
Maxim Group is a leading investment banking, securities and investment management firm. The Firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products, and global institutional equity, fixed-income and derivative sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals. Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following: Financial Industry Regulatory Authority (FINRA); Municipal Securities Rulemaking Board (MSRB); Securities Insurance Protection Corporation (SIPC); International Securities Exchange (ISE); NASDAQ Stock Market; and NYSE Arca, Inc.
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