What Happened?
Chicago, -based Options-Clearing-Corporation Promoted Jennifer Baum as Senior Vice President and Chief Compliance Officer
Date of management change: July 13, 2020
Chicago, -based Options-Clearing-Corporation Promoted Jennifer Baum as Senior Vice President and Chief Compliance Officer
OCC is the world`s largest equity derivatives clearing organization. Founded in 1973, OCC operates under the jurisdiction of both the Securities and Exchange Commission (SEC) as a Registered Clearing Agency and the Commodity Futures Trading Commission (CFTC) as a Derivatives Clearing Organization. OCC now provides central counterparty (CCP) clearing and settlement services to 16 exchanges and trading platforms for options, financial futures, security futures and securities lending transactions.
Jennifer Baum is Senior Vice President and Chief Compliance Officer at Options Clearing Corporation. Previously, Jennifer held various senior legal leadership roles in the industry.
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