Kate Osborne was Appointed as GC - Compliance Officer and MLRO at

Date of management change: October 12, 2018 

What Happened?

New York, CA-based Appointed Kate Osborne as GC - Compliance Officer and MLRO


About the Company

Codex Capital was established to provide its Investment Partners with advice and access to direct investments. The experience of the founding partners of Codex Capital highlighted the need for flexible capital that brings more than just financial benefits and a desire within its Investment Partner network to access direct investments outside a typical fund structure. Our backgrounds highlighted that some companies are not appropriate or do not seek an IPO or desire Private Equity funding when looking for capital to grow. In these circumstances, access to funding from a family office or ultra high net worth can bring not only versatile capital but experience, sector knowledge and relevant contacts. From the Investment Partners perspective, maintaining an adequately resourced direct investment team, sourcing sufficient, high quality deal flow whilst remaining anonymous is inefficient and often ineffective even for active investors. Codex Capital exists to bring the provision of capital from these sources to the companies that need it in an efficient manner that allows Investment Partners the ability to choose every investment they make and to be as involved in that investment as much or as little as they desire. " Codex Capital Partners provides direct investment and advisory services to its Investment Partner and corporate client base from offices in London, Gibraltar and Vancouver.


About the Person

Kate Osborne is GC - Compliance Officer and MLRO at Codex Capital. Previously, Kate held various senior legal leadership roles in the industry.


Info Source



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