CLOs on the Move

LPL Financial

www.lpl.com

 
LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is a leader in the retail financial advice market and served $488 billion in advisory and brokerage assets as of June 30, 2016. LPL is one of the fastest growing RIA custodians and is the nation`s largest independent broker-dealer (based on total revenues, Financial Planning magazine June 1996-2016). The Company provides proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 14,000 independent financial advisors and over 700 banks and credit unions, enabling them to help their clients turn ...
  • Number of Employees: 5K-10K
  • Annual Revenue: > $1 Billion
  • www.lpl.com
  • 4707 Executive Drive
    San Diego, CA USA 92121
  • Phone: 800.877.7210

Executives

Name Title Contact Details
Jim McHale
compliance chief Profile
James McHale
Executive Vice President and Chief Compliance Officer Profile
Raymond McCoy
Senior Vice President, Product and Platform Compliance Profile
Taylor Denson
SVP, Associate General Counsel Profile
Tony Byrne
SVP, Associate General Counsel, Head of Profile

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