| Name | Title | Contact Details |
|---|---|---|
Dan Reid |
General Counsel and Chief Compliance Officer | Profile |
Jim Steinthal |
General Counsel - Asia | Profile |
First Insurance is one of the leading providers in Financial Services. It is based in Saint Peter, MN. To find more information about First Insurance, please visit www.firstii.com
BestXstats “BXS” is an independent boutique service provider specializing in the Trade Compliance space of the financial industry providing tools and reports for Broker Dealers, Trading Networks, Market Making firms, ATS`s, IA`s and Exchanges. Our tools provide firms the most accurate and cost effective solutions regarding SEC Compliance Reporting obligations, Best Execution requirements, along with a comprehensive set of Trade Surveillance Tools. We are committed to helping firms stay ahead of the curve in an ever changing financial market place where the environment is technologically driven.
Sausalito-based Breakaway Funding (www.breakawayfunding.com) is a pioneer in the Community Capital Marketplace (CCM), uniting traditional financing with equity crowdfunding to propel innovation, job creation and new opportunities for investors. Employing securities-based crowdfunding platform, Breakaway allows local businesses access to capital and flexible financing to meet their on-going capital needs by helping them to reach potential investors, including community financial institutions.
Accordant Investments is a company that specializes in private real estate investing. They provide financial advisors with the tools and resources to help their clients understand and invest in this asset class.
BNY Mellon Wealth Management is a Boston, MA-based company in the Financial Services sector.