| Name | Title | Contact Details |
|---|---|---|
Katie Caraballo |
Deputy General Counsel | Profile |
Kristina St. Charles |
Deputy General Counsel | Profile |
Emma Rodriguez-Ayala |
General Counsel and Chief Compliance Officer | Profile |
David Muckley |
Deputy General Counsel and Head of Risk, Compliance and Governance | Profile |
Closed-End Fund Administration is a Kansas City, MO-based company in the Financial Services sector.
The Florida Office of Financial Regulation (OFR) provides regulatory oversight for Florida`s financial services industry. The OFR was created in 2003 as the result of the Cabinet Reorganization Act of 2002. Although the OFR is a relatively new agency, its beginnings as a banking, consumer finance and securities regulator date back to the mid-1800s with the creation of the former Comptroller`s Office. The OFR reports to the Financial Services Commission made up of Governor Rick Scott and the members of the Florida Cabinet: Chief Financial Officer Jimmy Patronis, Attorney General Pam Bondi and Agriculture Commissioner Adam Putnam. To protect the citizens of Florida, promote a safe and sound financial marketplace, and contribute to the growth of Florida`s economy with smart, efficient and effective regulation of the financial services industry.
American Financial Marketing Inc is a Minneapolis, MN-based company in the Financial Services sector.
GE Asset Management Incorporated is a Stamford, CT-based company in the Financial Services sector.