| Name | Title | Contact Details |
|---|---|---|
Jerry Maloney |
Chief Compliance Officer | Profile |
Successful Financial Strategy is a Shrewsbury, MA-based company in the Financial Services sector.
Domestic and International merchant processing. All verticals welcome - even high risk! Experienced team.
Global Finnancial Training and Technology is a San Diego, CA-based company in the Financial Services sector.
CAIS is the premier gateway to the multi-trillion dollar independent wealth channel for specialized investment products, delivering a superior experience to wealth managers and product providers alike. As the leading open-architecture financial product platform, CAIS provides streamlined execution for an expanding list of alternative investment funds, IPOs and follow-ons, and structured notes. CAIS complements its fund offerings with independent due diligence provided by Mercer. Products include: - Hedge Funds - Private Equity & Credit Funds - Real Estate Funds - Structured Solutions - IPO and Pre-IPO Offerings CAIS is an NFA member with securities offered through CAIS Capital LLC, member FINRA, SIPC.