| Name | Title | Contact Details |
|---|---|---|
Suzanne Roque |
Chief Compliance Officer, AVP Broker-Dealer | Profile |
Jen Tennant |
AVP and Assistant General Counsel | Profile |
Christopher Martinez |
Assistant Vice President & Assistant General Counsel | Profile |
Chris Phanco |
VP and Associate General Counsel | Profile |
Sarah Jarvis |
Vice President and Associate General Counsel | Profile |
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