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IIROC is the pan-Canadian self-regulatory organization that oversees all investment dealers and their trading activity in Canada`s debt and equity markets. IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while supporting healthy Canadian capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of 174 Canadian investment dealer firms of varying sizes and business models, and their more than 31,000 registered employees. IIROC also sets and enforces market integrity rules regarding trading activity on Canadian debt and equity marketplaces.
Family Office Exchange (FOX) is a membership-based advisory firm that provides research, education, and advice to 500+ members in 22 countries. Founded in 1989, we strive to make wealth owners, family office executives and advisory firms more effective at preserving and enhancing their financial, human, and intellectual capital.
Broadridge, a global fintech leader with over $9 billion in market capitalization, helps clients get ahead of today`s challenges to capitalize on what`s next with communications, technology and data and analytics solutions that help transform their businesses. The world`s leading companies and financial institutions recognize us as an invaluable partner. We handle millions of trades a day involving trillions of dollars, deliver essential communications for over 5,000 brands and manage shareholder voting in 90 countries.
Pillar Financial Group is a Fresno, CA-based company in the Financial Services sector.