| Name | Title | Contact Details |
|---|---|---|
Mark Polemeni |
Partner, Chief Compliance Officer and Chief Regulatory Counsel | Profile |
Daniel Wright |
Managing Director, Head of Broker Dealer Compliance, Americas | Profile |
Zaks Investment Advisory Service is a Chicago, IL-based company in the Financial Services sector.
TD Securities is a leading financial services provider that offers advisory and capital market services to corporate, government, and institutional clients worldwide. They provide expertise in corporate and investment banking, capital markets, and global transaction services. It is the global wholesale banking arm of Toronto-Dominion Bank Financial Group, and has offices in 18 cities worldwide with over 3,000 employees. TD Securities is a major investment dealer in North America, Europe, and Asia. Key areas of business include managing corporate finance and lending, merger and acquisitions strategic advisory services, market risk management, debt and equity securities, derivative products, daily trading and investment, and multiple other areas of finance. An important segment is the trading of fixed income and equity products, currencies, commodities and derivatives in major financial markets around the world.
Kotak is a White Plains, NY-based company in the Financial Services sector.
FLAG Capital Management is a Stamford, CT-based company in the Financial Services sector.
Allianz Global Investors is a Newport Beach, CA-based company in the Financial Services sector.