CLOs on the Move

Red Oak Compliance (ROC)

www.redoakcompliance.com

 
Red Oak Compliance is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions provide risk minimization, process optimization, and the ability to scale with your firms changing needs. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that our clients always stay ahead of the curve. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence. Additional solutions include Disclosure Management, Registration Management, Website Monitoring and ...
  • Number of Employees: 25-100
  • Annual Revenue: $10-50 Million

Executives

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