| Name | Title | Contact Details |
|---|---|---|
Roberta Rodgers |
VP General Counsel | Profile |
Cetera Financial Group is a prominent network of independent retail firms in the United States, comprising several broker-dealers, including Cetera Advisors LLC and Cetera Investment Services. The company is dedicated to empowering financial advisors, helping them achieve client success and grow their businesses. Cetera offers a diverse array of financial services and products. These include comprehensive wealth management solutions, a variety of investment products without proprietary bias, and efficient broker-dealer services through its self-clearing operations. The company also partners with banks and credit unions to enhance their investment programs and strengthen community ties. Serving over 455 financial institutions, Cetera focuses on building strong relationships that drive revenue growth. Majority-owned by Genstar Capital, Cetera is committed to delivering high-quality investment products and expanding services for its affiliated professionals. The company adheres to strict regulatory compliance, with all broker-dealers being members of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA).
Maquoketa State Bank is a Preston, IA-based company in the Financial Services sector.
Community State Bank of St. Charles is a Saint Charles, MI-based company in the Financial Services sector.
We help customers and communities achieve their specific goals by taking them on as if they were our own. Based in Groton, Conn., Chelsea Groton Bank is a mutually owned bank with 14 locations throughout New London County and a Loan Production Office in Hartford County. The Bank has over $1 billion in assets and serves businesses, individuals and families throughout Connecticut and Rhode Island.
Dinsmore Compliance Services provides a full suite of compliance solutions for the growing independent financial industry as an affiliate of the national, full-service law firm, Dinsmore & Shohl LLP. DCS goes beyond the traditional compliance consulting model by having our team acting and serving as a member of our clients team. We leverage the experience from our day-to-day interactions to continuously strengthen our clients compliance programs while working to make compliance an asset to the firms business model and goals. Through broad practice experience and integrated working relationships, we help clients do more with compliance.