| Name | Title | Contact Details |
|---|---|---|
Ajay Kattel |
Assistant General Counsel | Profile |
Rafael Petrone |
Deputy General Counsel | Profile |
Pam Landes |
Chief Compliance Officer | Profile |
Kara Hackenburg |
Chief Compliance Officer and Director, Business Risk Management | Profile |
Bob Neitz |
Chief Compliance Officer and BSA Officer | Profile |
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