| Name | Title | Contact Details |
|---|---|---|
Eduardo D. |
General Counsel, Chief Compliance Officer | Profile |
Francisco Santos |
Deputy Legal and Compliance Officer | Profile |
Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
RiversEdge Advisors is an independent, award-winning Investment advisory firm founded in Wilmington, DE in 2013. RiversEdge serves high-net-worth individuals and families seeking to maximize financial security and understanding. RiversEdge also provides a full suite of business advisory and planning solutions across insurance, retirement, and investment, including ongoing servicing and education. All solutions are delivered through customized, time tested, strategies and on a national scale.
SCM Advisors is a San Francisco, CA-based company in the Financial Services sector.
DebtTrader was founded upon the core belief that consumers, and their personal information, should be treated fairly and with respect. To date, we have helped our partners secure over 10 million of their accounts. Our professional services and state-of-the-art cloud-based platform help our credit-issuing clients find buyer partners who meet or exceed the highest compliance standards in the receivables management industry. By monetizing underperforming accounts through DebtTrader, our sellers are empowered to manage the entire sales process, including unparalleled post-sale oversight for the life of the accounts. That’s right – unlike our competitors, DebtTrader is there even after the sale is complete, ensuring the post-sale reality matches your pre-sale expectations, and the compliance standards we hold so dear. DebtTrader is creating industry change through a technology-based approach that strengthens compliant and competitive partnerships between sellers, buyers, and their collection agencies. Our proprietary technology simplifies the sales process by minimizing the time it takes to obtain bids, complete due-diligence, secure funding, and manage post-sale requests from DebtTrader certified compliant buyers. DebtTrader is the single, turn-key solution that will keep you fully informed before, during, and after the sale. With DebtTrader, monetizing receivables has never been safer or more compliant.
Murphy, Murphy is a Los Alamitos, CA-based company in the Financial Services sector.