CLOs on the Move

United States Securities and Exchange Commission

www.sec.gov

 
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation`s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other ...
  • Number of Employees: 1K-5K
  • Annual Revenue: > $1 Billion
  • www.sec.gov
  • 100 F Street, North East
    Washington, DC USA 20549
  • Phone: 202.551.6000

Executives

Name Title Contact Details
Samuel Goldstein
 Counsel to the General Counsel Profile
Mellissa Duru
 Deputy Director of Legal and Regulatory Policy, Division of Corporation Finance Profile
Dan Berkovitz
 General Counsel Profile
Sharon Seoyeon Park
 Counsel to the Director, Division of Trading and Markets Profile
David Leviss
 General Counsel Profile

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Daviess County

On behalf of the 98,000 residents of Daviess County, Kentucky, welcome to Kentucky`s 7th largest county. We represent a community of energetic and forward-looking people from all walks of life, genuinely concerned about their community and how it grows and prospers. With an international reputation for hospitality, our aim is to make all citizens, businesses and visitors feel that they are part of and welcome in our county. Daviess County Fiscal Court, the county’s governing body, believes the Internet is a vital communication link with our residents, business owners and visitors.