CLOs on the Move

United States Securities and Exchange Commission

www.sec.gov

 
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation`s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other ...
  • Number of Employees: 1K-5K
  • Annual Revenue: > $1 Billion
  • www.sec.gov
  • 100 F Street, North East
    Washington, DC USA 20549
  • Phone: 202.551.6000

Executives

Name Title Contact Details
Diana Kwok
Senior Counsel Profile
Frank Pigott
General Counsel Profile
Samuel Goldstein
Counsel to the General Counsel Profile
Mellissa Duru
Deputy Director of Legal and Regulatory Policy, Division of Corporation Finance Profile
Dan Berkovitz
General Counsel Profile

Jobs

Chief Information Security Officer

United States Securities and Exchange Commission Washington, D.C.

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