| Name | Title | Contact Details |
|---|---|---|
Tanya Scott-Tomlin |
Chief Compliance Officer | Profile |
Nico Van Bockstal |
Regional Director of Compliance | Profile |
Salima Fajal |
Regional Director of Compliance | Profile |
Stephen Costello |
Regional Director of Compliance | Profile |
Anita Yu |
Regional Director of Compliance | Profile |
BOX Exchange is a national securities exchange that oversees one facility, the BOX Options Market LLC, an equity options market with both electronic and floor-based trading.
Clement is a La Crescenta, CA-based company in the Financial Services sector.
Ameristate Bank is one of the leading providers in Financial Services. It is based in Atlanta, GA. To find more information about Ameristate Bank, please visit www.ameristatebank.com
Abbott Charles Associates Inc is a Diamond Bar, CA-based company in the Financial Services sector.
Mediant delivers investor communications solutions to brokers, corporate issuers and funds. Our solutions are driven by leading technology and strict compliance with industry regulations, which allows clients to balance innovation with requirements. We enable brokers to effectively manage all potential touchpoints within the investor communications lifecycle -- from proxy statements and prospectuses to voluntary corporate actions. We provide corporate issuers with turnkey proxy processing, and we empower mutual funds, REITs and insurance companies with a full-service, end-to-end proxy solution.