| Name | Title | Contact Details |
|---|---|---|
Tanya Scott-Tomlin |
Chief Compliance Officer | Profile |
Nico Van Bockstal |
Regional Director of Compliance | Profile |
Salima Fajal |
Regional Director of Compliance | Profile |
Stephen Costello |
Regional Director of Compliance | Profile |
Anita Yu |
Regional Director of Compliance | Profile |
Wall Street Network Solutions is a Parsippany, NJ-based company in the Financial Services sector.
Founded in 1996, Hampton is a leading Canadian boutique full-service investment dealer delivering wealth management and capital markets services. Supported by almost 40 advisors and associates, we pride ourselves on providing unbiased investment solutions and bespoke service to private and institutional clients. A Hampton advisor can provide recommendations for generating growth or a steady stream of income together with estate planning ideas. Our capital markets professionals offer expertise in a complete range of investment banking services as well as institutional sales and trading. Hampton enjoys a strong partnership with National Bank of Canada, which acts as custodian of our clients` assets, assuring them safekeeping and peace of mind. Through National Bank Correspondence Network (NBCN), we have access to third-party research, independent money management, and new issue syndications, while our clients benefit from secure, online access to their account information. The greatest strength of our firm is our people. Our advisors have the freedom to offer truly independent advice and draw upon a universe of investment products and services, equipping them with the resources to customize investment solutions to the varying needs of each individual client. We constantly strive for a successful long term relationship with our clients based on mutual trust and confidence.
SagePoint Financial, Inc. is one of the nation`s largest broker-dealers with over $25 billion in total account assets and nearly 1,700 affiliated independent financial advisors. Founded over 40 years ago and headquartered in Phoenix, SagePoint supports independent financial advisors with the industry`s leading open architecture platform, robust technology offerings and one of the largest advisory services teams in the industry.
Since 1986, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element Training for registered representatives, On-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
We are a full service mortgage banking company. Cherry Creek Mortgage embodies the best of the big and small lenders. By dealing with Fannie Mae, Freddie Mac, and the Wall Street conduits, our customers are offered a variety of loan products and services with the financial backing they can count on. What sets us apart is our large company ability with a small company touch. Our customers have come to count on the flexibility, communication and attention to detail that we provide. Our core values center the company on relationships, service and integrity. Our commitment to these values has become more than just a creed; they are our corporate culture. Incorporated as a Colorado corporation in late 1987, Cherry Creek Mortgage Company is a privately owned and operated mortgage banking company. Our vested interest in doing business right gives us great flexibility as we consider new ways to serve our clients` needs. We actively incorporate new ideas and strategies while remaining true to the conservative business practices that have allowed us to succeed. The ownership of the company is active within the business and consistently strives to improve service.