Brian Stern was Resigned as General Counsel at Cetera

Date of management change: September 10, 2019 

What Happened?

El Segundo, -based Cetera Resigned Brian Stern as General Counsel


About the Company

Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of advisors, as well as a leading provider of retail services to the investment programs of banks and credit unions. Through its multiple distinct firms, Cetera offers independent and institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions in a way that is customized to their needs and aspirations. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.


About the Person

Brian Stern is General Counsel at Cetera. Previously, Brian held various senior legal leadership roles in the industry.


Info Source



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